DIVISIONS IN THE CHURCH AND DIALECTS OF CHANT

Disputes about theology and governance led to several divisions among Christians during the first millennium. The most significant began in 395 with the partition of the Roman Empire into two parts. The Western Empire, ruled from Rome or Milan, suffered repeated invasions by Germanic tribes until it collapsed in 476. The Eastern Empire was centered at Constantinople (formerly Byzantium, now Istanbul), which Constantine rebuilt as his capital. Later known as the Byzantine Empire, it lasted over a thousand years, until Constantinople fell to the Turks in 1453.

SOURCE READINGS

St. Basil on Psalms and St. Augustine on the Usefulness and Dangers of Music

St. Basil (ca. 330–379) was a theologian, bishop of Caesarea (in modern-day central Turkey), and a strong advocate of communal monasticism. He extolled psalm-singing as a method that used the pleasure of music to convey a religious message and a sense of community.

When the Holy Spirit saw that mankind was ill-inclined toward virtue and that we were heedless of the righteous life because of our inclination to pleasure, what did he do? He blended the delight of melody with doctrine in order that through the pleasantness and softness of the sound we might unawares receive what was useful in the words, according to the practice of wise physicians, who, when they give the more bitter draughts to the sick, often smear the rim of the cup with honey. For this purpose these harmonious melodies of the Psalms have been designed for us, that those who are of boyish age or wholly youthful in their character, while in appearance they sing, may in reality be educating their souls. For hardly a single one of the many, and even of the indolent, has gone away retaining in his memory any precept of the apostles or of the prophets, but the oracles of the Psalms they both sing at home and disseminate in the marketplace. And if somewhere one who rages like a wild beast from excessive anger falls under the spell of the psalm, he straightway departs, with the fierceness of his soul calmed by the melody.

A psalm is the tranquillity of souls, the arbitrator of peace, restraining the disorder and turbulence of thoughts, for it softens the passion of the soul and moderates its unruliness. A psalm forms friendships, unites the divided, mediates between enemies. For who can still consider him an enemy with whom he has sent forth one voice to God? So that the singing of psalms brings love, the greatest of good things, contriving harmony like some bond of union and uniting the people in the symphony of a single choir.

. . . Oh, the wise invention of the teacher who devised how we might at the same time sing and learn profitable things, whereby doctrines are somehow more deeply impressed upon the mind!

St. Basil, Homily on the First Psalm, trans. William Strunk Jr., Oliver Strunk, and James W. McKinnon, in SR 9 (2:1), pp. 121–22.

St. Augustine (354–430) is one of the most significant thinkers in the history of Christianity and of Western philosophy. In his Confessions, often considered the first modern autobiography, he expresses the tension between music’s abilities to heighten devotion and to seduce with mere pleasure.

When I recall the tears that I shed at the song of the Church in the first days of my recovered faith, and even now as I am moved not by the song but by the things which are sung—when chanted with fluent voice and completely appropriate melody—I acknowledge the great benefit of this practice. Thus I waver between the peril of pleasure and the benefit of my experience; but I am inclined, while not maintaining an irrevocable position, to endorse the custom of singing in church so that weaker souls might rise to a state of devotion by indulging their ears. Yet when it happens that I am moved more by the song than by what is sung, I confess sinning grievously, and I would prefer not to hear the singer at such times. See now my condition!

St. Augustine, Confessions 10:33, trans. James W. McKinnon, in SR 13 (2:5), p. 133.

In the Eastern Empire, the church was under the control of the emperor. But as the Western Empire declined and collapsed, the bishop of Rome gradually asserted control of the church in the West. The Eastern Church continued to use Greek, the language of the early Christian apostles, but after the third century, Latin, the language of the Roman Empire, was used in Rome and the West. Growing theological differences intensified the division until 1054, when it became permanent. The Western Church became the Roman Catholic Church, and the bishop of Rome was known as the pope (from papa, “father” or “bishop”). The Byzantine Church is the ancestor of the present-day Orthodox churches.

SOURCE READING

A Christian Observance in Jerusalem, ca. 400

In ca. 400 CE, a Spanish nun named Egeria on pilgrimage to Jerusalem described the services there, noting the psalms and hymns sung between prayers and Bible readings. Her eyewitness report is a crucial document of early Christian practices. This excerpt describes the Sunday morning Vigil, which became the service called Matins.

As soon as the first cock crows, straightway the bishop comes down and enters the cave in [the church of] the Anastasis [the site of the burial and resurrection of Jesus]. All the gates are opened, and the entire throng enters the Anastasis, where already countless lamps are burning, and when the people are within, one of the priests sings a psalm and all respond, after which there is a prayer. Then one of the deacons sings a psalm, similarly followed by a prayer, and a third psalm is sung by some cleric, followed by a third prayer and the commemoration of all. When these three psalms have been sung and the three prayers said, behold censers are brought into the cave of the Anastasis, so that the entire Anastasis basilica is filled with the smell. And then as the bishop stands behind the railings, he takes the Gospel book and goes to the gate and the bishop himself reads the Resurrection of the Lord. When the reading of it has begun, there is such moaning and groaning among everybody and such crying, that even the hardest of hearts could be moved to tears because the Lord has suffered so much for us. When the Gospel has been read, the bishop leaves and is led with hymns to the Cross, accompanied by all the people. There, again, one psalm is sung and a prayer said. Then he blesses the people, and the dismissal takes place. And as the bishop goes out, all approach to kiss his hand.

From Itinerarium Egeriae xxiv, 9–11, in Music in Early Christian Literature, ed. James W. McKinnon (Cambridge: Cambridge University Press, 1987), 115.

Rite, calendar, liturgy, and music  Early services were not rigidly determined but followed patterns common among Christian churches as a whole. As Christianity diversified, each branch or region evolved its own rite, consisting of a church calendar, or schedule of days commemorating special events, individuals, or times of year; a liturgy, or body of texts and ritual actions, assigned to each service; and a repertory of plainchant, or chant, unison song with melodies for the prescribed texts. The different regional repertories are called chant dialects by analogy to language. We will focus on the chant dialect most important for the history of Western music, Gregorian chant, with a brief discussion of Byzantine chant and mention of other dialects.

BYZANTINE CHANT

Byzantine services included Scriptural readings—which were chanted using formulas that reflected the phrasing of the text—and psalms and hymns sung to fully developed melodies. Melodies were classed into eight modes or echoi (sing. echos), each with its own characteristic melodic formulas and scale type, which served as a model for the eight modes of the Western Church (see pp. 36–39).

The most characteristic Byzantine chants were hymns, which became more prominent in the liturgy and more highly developed in Eastern churches than in the West, with many different types. Hymn melodies were notated in books from the tenth century on, and many are still sung in Greek Orthodox services. Byzantine missionaries took their rite north to the Slavs starting in the ninth century, resulting in the establishment of the Russian and other Slavic Orthodox churches. The Greek texts were translated into local languages and the melodies adopted faithfully, but over time the traditions diverged.

WESTERN DIALECTS

After the Western Empire disintegrated, control of western Europe was distributed among several peoples, including Celts, Angles, and Saxons in the British Isles; Franks in Gaul (approximately modern-day France) and western Germany; Visigoths in Spain; and Ostrogoths and Lombards in northern Italy. All eventually converted to Christianity and adopted the doctrines of the Western Church. A number of local and regional rites emerged, each with its own liturgy and body of chant. Besides the tradition of Rome, these included a variety of usages in Gaul, collectively known as Gallican chant; Celtic chant in Ireland and parts of Britain; Mozarabic or Old Hispanic in Spain; Beneventan in southern Italy; and Ambrosian in Milan.

Attempts at standardization From the eighth century through the eleventh century, popes and secular rulers allied with them tried to consolidate their authority by attempting to standardize what was said and sung in church services. In this process liturgy and music were valued not only for their religious functions but also as means of asserting centralized control, in parallel to the unified liturgy and church in the East under the Byzantine emperor. Over time, many of the local chant dialects disappeared or were absorbed into a single practice with authority emanating from Rome, although local variants in liturgy and chant melodies continued into modern times.

THE CREATION OF GREGORIAN CHANT

The codification of liturgy and music under Roman leaders, helped by the Frankish kings, led to the repertory known as Gregorian chant. The Schola Cantorum (School of Singers), the choir that sang when the pope officiated at observances, was established by the late seventh century and may have played a role in standardizing chant texts. By the middle of the eighth century, particular liturgical texts were assigned to services throughout the year in an order that was added to but not essentially changed until the sixteenth century.

Dissemination of the Roman chant to the Franks Between 752 and 754, Pope Stephen II sojourned in the Frankish kingdom with a retinue that may have included the Schola Cantorum. As a result of this visit, Pippin the Short (r. 751–68), who had become king of the Franks with the support of the previous pope, sought to import the Roman liturgy and chant and have them performed throughout his domain. The alliance between pope and king strengthened both, and in seeking to impose a common liturgy and body of music Pippin sought to consolidate his diverse kingdom, serving goals that were as much political as religious. His son Charlemagne (Charles the Great, r. 768–814), whose conquests expanded his territory throughout modern-day France, Belgium, the Netherlands, western Germany, Switzerland, and northern Italy, continued this policy, sending for singers from Rome to teach the chant in the north. Ties between Rome and the Franks were strengthened when Pope Leo III crowned Charlemagne emperor in Rome on Christmas 800, initiating what later became known as the Holy Roman Empire. Figure 2.3 shows Charlemagne with the pope, and Figure 2.4 a map of his empire.

FIGURE 2.3 Charlemagne wearing his crown as emperor, with Pope Leo III on the right. Gold funerary sculpture (ca. 1215) from the Palatine Chapel in the cathedral in Aachen, Charlemagne’s capital.

We cannot be certain what melodies were brought from Rome to the Frankish lands, since they were not yet written down. Simple chants and melodies later preserved in almost identical form in multiple sources over a wide area may be very ancient. Some chants were probably altered by the Franks, either to suit northern tastes or to fit them into the system of eight modes imported from the Byzantine Church. Some melodies that became widely used were probably drawn from Gallican chant. Furthermore, many new melodies were developed in the north after the eighth century.

Books of liturgical texts from this time, which still lacked musical notation, attributed the developing repertory of chant used in Frankish lands to Pope Gregory I (St. Gregory the Great, r. 590–604), leading to the name Gregorian chant. But there is no evidence from his own time that Gregory played any role in composing or standardizing chant. The attribution of the chant repertory to Gregory may have arisen among the English, who adopted the Roman rite shortly before the Franks. They revered Gregory as the founder of their church and consequently attributed their liturgy and its music to him. The legend arose that the chants were dictated to Gregory by the Holy Spirit in the form of a dove, as depicted in Figure 2.5. Both the ascription to a revered pope and this legend enhanced the perception of the chant as old, authentic, and divinely inspired, and thus facilitated its adoption. This is a fascinating development: it shows the desire to establish as traditional a repertory that was relatively new in this form and also the use of propaganda to do so.

FIGURE 2.4 Charlemagne’s empire around 800.
FIGURE 2.5 Pope Gregory the Great (r. 590–604) alternately listens to the dove (symbolizing the Holy Spirit) reveal the chants to him and dictates them to a scribe. Such manuscript illustrations arose from the legend that Gregory codified the chant that has been named for him and disseminated it in writing. So far as we know, chant was first notated more than two centuries later. Illumination from a twelfth-century French manuscript.

After Charlemagne and his successors promulgated Gregorian chant throughout their lands, it gradually spread across almost all of western Europe, ultimately serving as the common music of a more unified church despite a great deal of local variation. It became one of the central tasks of monastery and cathedral schools to teach choirboys and future clerics the entire chant repertoire, following a similar curriculum and fostering a shared musical culture from Italy to England and from Poland to Spain. A final push to suppress most regional traditions and impose Gregorian chant throughout the Western Church came from popes in the eleventh century, aided by a new technology: a musical notation that could be read at sight.

  • rite
    The set of practices that defines a particular Christian tradition, including a church calendar, a liturgy, and a repertory of chant.
  • church calendar
    In a Christian rite, the schedule of days commemorating special events, individuals, or times of year.
  • liturgy
    The prescribed body of texts to be spoken or sung and ritual actions to be performed in a religious service.
  • plainchant
    A unison unaccompanied song, particularly a liturgical song to a Latin text.
  • chant
    (1) Unison unaccompanied song, particularly that of the Latin liturgy (also called plainchant). (2) The repertory of unaccompanied liturgical songs of a particular rite.
  • Gregorian chant
    The repertory of ecclesiastical chant used in the Roman Catholic Church.
  • Byzantine chant
    The repertory of ecclesiastical chant used in the Byzantine rite and in the modern Greek Orthodox Church.
  • echos
    (Greek; pl. echoi) One of the eight modes associated with Byzantine chant.