PRECURSORS TO MODERN HUMANS

The modern scientific creation narrative of human evolution would have been unimaginable even just over a century ago, when Charles Darwin was formulating his ideas about human origins. As we will see in this section, scientific discoveries have shown that modern humans evolved from earlier hominins, such as Australopithecus africanus (Taung child) and afarensis (Lucy), as well as from others in the genus Homo, such as Homo habilis, erectus, neanderthalensis, and naledi. Through adaptation to their environment, various species of hominins developed new physical characteristics and distinctive skills. Millions of years after the first hominins appeared, the first modern humans—Homo sapiens—emerged and spread out across the globe.

Evolutionary Findings and Research Methods

How Old Is the Earth?

Revisions in the time frame of the universe and human existence have occurred over a long period of time. Geologists made early breakthroughs in the eighteenth century when their research into the layers of the earth’s surface revealed a world much older than biblical time implied. Evolutionary biologists, most notably Charles Darwin (1809–1882), concluded that all life had evolved over long periods from simple forms of matter. In the twentieth century, astronomers, evolutionary biologists, climatologists, and archaeologists have employed sophisticated dating techniques to pinpoint the chronology of the universe’s creation, the evolution of all forms of life on earth, and the decisive role that changes in climate have played in the evolution of living forms. And in the early twenty-first century, paleogenomic researchers are recovering full genomic sequences of extinct hominins (such as the Neanderthals) and using ancient DNA to reconstruct the full skeletons of human ancestors (such as the Denisovans) of whom only a few bones have survived.

Understanding the sweep of human history, calculated in millions of years, requires us to revise our sense of time (see Current Trends in World History: Using Big History and Science to Understand Human Origins). A mere century ago, who would have accepted the idea that the universe came into being 13.8 billion years ago, that the earth appeared about 4.5 billion years ago, and that the earliest life forms began to exist about 3.8 billion years ago?

Yet, modern science suggests that human beings are part of a long evolutionary chain stretching from microscopic bacteria to African apes that appeared about 23 million years ago, and that Africa’s “great ape” population separated into several distinct groups of hominids: one becoming present-day gorillas; another becoming chimpanzees; and a third group becoming modern humans only after following a long and complicated evolutionary process. Our focus will be on the third group of hominids, namely the hominins who became modern humans (Homo sapiens) after differentiating ourselves from others in the genera Australopithecus and Ardipithecus, as well as from the now-extinct members of our own Homo genus (namely homo habilis, erectus, neanderthalensis, and naledi; the Denisovans; and many others). A combination of traits, evolving over several million years, distinguished different hominins from other hominids, including (1) lifting the torso and walking on two legs (bipedalism), thereby freeing hands and arms to carry objects and hurl weapons; (2) controlling and then making fire; (3) fashioning and using tools; (4) developing cognitive skills and an enlarged brain and therefore the capacity for language; and (5) acquiring a consciousness of “self.” All these traits were in place at least 150,000 years ago.

Two terms central to understanding any discussion of hominin development are evolution and natural selection. Evolution is the process by which species of plants and animals change and develop over generations, as certain traits are favored in reproduction. The process of evolution is driven by a mechanism called natural selection, in which members of a species with certain randomly occurring traits that are useful for environmental or other reasons survive and reproduce with greater success than those without the traits. Thus, biological evolution (human or otherwise) does not imply progress to higher forms of life, but instead implies successful adaptation to environmental surroundings.

Early Hominins, Adaptation, and Climate Change

Skulls, Tools, and Fire

It was once thought that evolution is a gradual and steady process. The consensus now is that evolutionary changes occur in punctuated bursts after long periods of stasis, or non-change. These transformative changes were often brought on, especially during early human development, by dramatic alterations in climate and by ruptures of the earth’s crust caused by the movement of tectonic plates below the earth’s surface. The heaving and decline of the earth’s surface led to significant changes in climate and in animal and plant life. Also, across millions of years, the earth’s climate was affected by slight variations in the earth’s orbit, the tilt of the earth’s axis, and the earth’s wobbling on its axis.

As the earth experienced these significant changes, what was it like to be a hominin in the millions of years before the emergence of modern humans? An early clue came from a discovery made in 1924 at Taung, not far from the present-day city of Johannesburg, South Africa. Raymond Dart, a twenty-nine-year-old Australian anatomist teaching at the Witwatersrand University Medical School, happened upon a skull and bones that appeared to be partly human and partly ape. Believing the creature to be “an extinct race of apes intermediate between living anthropoids (apes) and man . . . a man-like ape,” Dart labeled the creature the “Southern Ape of Africa,” or Australopithecus africanus (Meredith, p. 61). This individual, who came to be known as “Taung child,” had a brain capacity of approximately 1 pint, or a little less than one-third that of a modern man and about the same as that of modern-day African apes. Yet, according to Dart, these australopithecines were different from other animals, for they walked on two legs.

The fact that australopithecines survived at all for about 3 million years in a hostile environment is remarkable. But they did, and over the several million years of their existence in Africa, the genus of australopithecines in the hominin family developed into more than six species. (A species is a group of animals or plants possessing one or more distinctive characteristics.) It is important to emphasize that these australopithecines were not humans but they carried the genetic and biological material out of which modern humans would later emerge.

Homo habilis and the Debate over Who the First Humans Were

One million years after Lucy, the first beings whom we assign to the genus Homo, or “true human,” appeared. They, too, were bipedal, possessing a smooth walk based on upright posture. And they had an even more important advantage over other hominins, brains that were growing larger. Big brains are the site of innovation, learning and storing lessons so that humans can pass those lessons on to offspring, especially in the making of tools and the efficient use of resources (and, we suspect, in defending themselves). British paleontologists Mary and Louis Leakey, who made astonishing fossil discoveries in the 1950s at Olduvai Gorge (part of the Great Rift Valley) in present-day northeastern Tanzania, identified these important traits. The Leakeys’ finds are the most significant discoveries of early humans in Africa—in particular, an intact skull that was 1.8 million years old. The Leakeys nicknamed the creature whose skull they had unearthed Dear Boy because the discovery meant so much to them and their research into hominins.

Searching for Hominin Fossils. Olorgasalie, in Kenya, has proved to be one of the most important archaeological sites for uncovering evidence of early hominin development. Rick Potts, a leader in the field, is shown here on-site. Among his discoveries were hand axes and indications that hominins in this area had learned to use fire.
The Leakeys. Louis and Mary Leakey were dedicated archaeologists whose work in East Africa established the area as one of the starting points of human development. Mary Leakey was among the most successful archaeologists studying hominins in Africa. Her finds, including the one in this photograph from Laetoli, Tanzania, highlight the activities of early men and women in Africa. The footprints, believed to be those of Australopithecus afarensis, date from 3.7 to 3 million years ago.

Other objects discovered with Dear Boy demonstrated that by this time early humans had begun to make tools for butchering animals and, possibly, for hunting and killing smaller animals. The tools were flaked stones with sharpened edges for cutting apart animal flesh and scooping out the marrow from bones. To mimic the slicing teeth of lions, leopards, and other carnivores, the Oldowans had devised these tools through careful chipping. Dear Boy and his companions had carried usable rocks to distant places, where they made their implements with special hammer stones—tools to make tools. Unlike other tool-using animals (for example, chimpanzees), early humans were now intentionally fashioning implements, not simply finding them when needed. Because the Leakeys believed that making and using tools represented a new stage in the evolution of human beings, they gave these creatures a new name: Homo habilis, or “skillful man.” By using the term Homo for them, the Leakeys implied that they were the first truly human creatures in the evolutionary scheme. According to the Leakeys, their toolmaking ability made them the forerunners, though very distant, of modern men and women.

Although the term Homo habilis continues to be employed for these creatures, in many ways, especially in their brain size, they were not distinctly different from their australopithecine predecessors. In fact, just which of the many creatures warrant being seen as the world’s first truly human beings turns on what traits are identified as most decisive in distinguishing bipedal apes from modern humans. If that trait is toolmaking, then Homo habilis is the first; if being entirely bipedal, then Homo erectus is the one; if having a truly large brain, then it might be Homo sapiens or their immediate predecessors.

Olduvai Gorge, Tanzania. Olduvai Gorge is probably the most famous archaeological site containing hominin finds. Mary and Louis Leakey, convinced that early humans originated in Africa, discovered the fossil remains of Homo habilis (skillful man) in this area between 1960 and 1963. They argued that these findings represent a direct link to Homo erectus.

Early Hominins on the Move: Homo erectus

Many different species of hominins flourished together in Africa between 2.5 and 1 million years ago. By 1 million years ago, however, many had died out. One surviving species, which emerged about 1.8 million years ago and was destined to remain in existence until 200,000 years ago, had a large brain capacity and walked truly upright; in fact, its gait was remarkably similar to that of modern humans. Its gait gave it a capacity to run great distances because it had an endurance that no other primate possessed. Hence, this species gained the name Homo erectus, or “standing human.” Homo erectus also enjoyed superior eye-hand coordination and used this skill to throw hand axes at herds of animals. In addition, it looked more human than earlier groups did, for it had lost much of its hair and had developed darker skin as protection from the sun’s rays. Even though this species was more able to cope with environmental changes than other hominins had been, its story was not a predictable triumph. Only with the hindsight of millions of years can we understand the decisive advantage of intelligence over brawn—larger brains over larger teeth. Indeed, there were many more failures than successes in the gradual changes that led Homo erectus to be one of the few hominin species that would survive until the arrival of Homo sapiens.

INFANT CARE AND FAMILY DYNAMICS One of the traits that contributed to the survival of Homo erectus was the development of extended periods of caring for their young. Although their enlarged brain gave these hominins advantages over the rest of the animal world, it also brought one significant problem: their head was too large to pass through the female’s pelvis at birth. Their pelvis was only big enough to deliver an infant with a cranial capacity that was about one-third an adult’s size. As a result, offspring required a long period of protection by adults while they matured and their brain size tripled.

This difference from other species also affected family dynamics. For example, the long maturation process gave adult members of hunting and gathering bands time to train their children in those activities. In addition, maturation and brain growth required mothers to spend years breast-feeding and then preparing food for children after their weaning. To share the responsibilities of child-rearing, mothers relied on other women (their own mothers, sisters, and friends) and girls (often their own daughters) to help in the nurturing and protecting, a process known as allomothering (literally, “other mothering”).

USE OF FIRE Homo erectus began to make rudimentary attempts to control their environment by means of fire—another significant marker in the development of human culture. It is hard to tell from fossils when humans learned to use fire. The most reliable evidence comes from cave sites, less than 250,000 years old, where early humans apparently cooked some of their food. Less conservative estimates suggest that human mastery of fire occurred nearly 500,000 years ago. Fire provided heat, protection from wild animals, a gathering point for small communities, and, perhaps most important, a way to cook food. It was also symbolically powerful, for here was a source of energy that humans could extinguish and revive at will. Because they were able to boil, steam, and fry wild plants as well as otherwise-indigestible foods (especially raw muscle fiber), early humans could expand their diets. Because cooked foods yield more energy than raw foods and because the brain, while only 2 percent of human body weight, uses between 20 and 25 percent of all the energy that humans take in, cooking was decisive in the evolution of brain size and functioning.

Skulls of Ancestors of Homo sapiens. Shown here are seven skulls of ancestors of modern-day men and women, arranged to highlight brain growth over time. The skulls represent (left to right) Adapis, a lemur-like animal that lived 50 million years ago; Proconsul, a primate that lived about 23 million years ago; Australopithecus africanus; Homo habilis; Homo erectus; Homo sapiens from the Qafzeh site in Israel, about 90,000 years old; and Cro-Magnon Homo sapiens sapiens from France, about 22,000 years old.

EARLY MIGRATIONS The populating of the world by hominins proceeded in waves. Around 1.5 million years ago, Homo erectus individuals migrated first into the lands of Southwest Asia. From there, they traveled along the Indian Ocean shoreline, moving into South Asia and Southeast Asia and later northward into what is now China. Their migration was a response in part to the environmental changes that were transforming the world. The Northern Hemisphere experienced thirty major cold phases during this period, marked by glaciers (huge sheets of ice) spreading over vast expanses of the northern parts of Eurasia and the Americas. The glaciers formed as a result of intense cold that froze much of the world’s oceans, lowering them some 325 feet below present-day levels. So it was possible for the migrants to travel across land bridges into Southeast Asia and from East Asia to Japan, as well as from New Guinea to Australia. The last parts of the Afro-Eurasian landmass to be occupied were in Europe. The geological record indicates that ice mantles blanketed the areas of present-day Scotland, Ireland, Wales, Scandinavia, and the whole of northern Europe (including the areas of present-day Berlin, Warsaw, Moscow, and Kiev). Here, too, a lowered ocean level enabled human predecessors to cross by foot from areas in Europe into what is now England.

It is astonishing how far Homo erectus traveled. Discoveries of the bone remains of “Java Man” and “Peking Man” (named according to the places where archaeologists first unearthed their remains) confirmed early settlements of Homo erectus in Southeast and East Asia. The remains of Java Man, found in 1891 on the island of Java, turned out to be those of an early Homo erectus that had dispersed into Asia nearly 2 million years ago. Peking Man, found near Beijing in the 1920s, was a cave dweller, toolmaker, and hunter and gatherer who settled in northern China. Originally believing that Peking Man dated to around 400,000 years ago, archaeologists thought that warmer climate might have made the region more hospitable to migrating Homo erectus. But recent application of the aluminum-beryllium technique to analyze the fossils has suggested they date to 770,000 years ago, a time when China’s climate would have been much colder. Peking Man’s brain was larger than that of his Javan cousins, and there is evidence that he controlled fire and cooked meat in addition to hunting large animals. He made tools of vein quartz, quartz crystals, flint, and sandstone. A major innovation was the double-faced axe, a stone instrument whittled down to sharp edges on both sides to serve as a hand axe, a cleaver, a pick, and probably a weapon to hurl against foes or animals. Even so, these early predecessors lacked the intelligence, language skills, and ability to create culture that would distinguish the first modern humans from their hominin relatives.

Rather than seeing human evolution as a single, gradual development, scientists increasingly view our origins as shaped by a series of progressions and regressions as hominins adapted or failed to adapt and went extinct (died out). Several species existed simultaneously, but some were more suited to changing environmental conditions—and thus more likely to survive—than others. The early settlers of Afro-Eurasia from the Homo erectus group went extinct around 200,000 years ago. Yet we are not their immediate descendants. Although the existence of Homo erectus may have been necessary for the evolution into Homo sapiens, it was not, in itself, sufficient.

The story of hominin evolution continues to unfold and demonstrates that hominin diversity continued to thrive in Africa even as other hominins, like Homo erectus, migrated out of the continent. Far inside a cave near Johannesburg, South Africa, spelunkers recently made a discovery that led to the excavation of more than 1,550 fossil remains (now named Homo naledi, for the cave in which they were found). Researchers have been able to assemble a composite skeleton that revealed that the upper body parts resembled some of the much earlier pre-Homo finds, while the hands (both the palms and curved fingers), wrists, the long legs, and the feet are close to those of modern humans. The males were around 5 feet tall and weighed 100 pounds, while the females were shorter and lighter. Recent publications have suggested a surprisingly late date range of 335,000 to 236,000 years ago, and therefore much research remains to be done to determine how these fossils fit the story of human evolution.

Fossil Remains of Homo naledi. The bones found recently at a cave near Johannesburg, South Africa, and assembled at the Evolutionary Institute of the University of Witwatersrand in Johannesburg. The species has been named Homo naledi after the cave where the bones were found. Notice the foot, hand, palm, and wrist bones and how like those of modern humans they are.

Glossary

evolution
Process by which species of plants and animals change over time, as a result of the favoring, through reproduction, of certain traits that are useful in that species’ environment.
australopithecines
Hominin species, including anamensis, afarensis (Lucy), and africanus, that appeared in Africa beginning around 4 million years ago and, unlike other animals, sometimes walked on two legs. Their brain capacity was a little less than one-third of a modern human’s. Although not humans, they carried the genetic and biological material out of which modern humans would later emerge.
Homo habilis
Species, confined to Africa, that emerged about 2.5 million years ago and whose toolmaking ability truly made it the forerunner, though a very distant one, of modern humans. Homo habilis means “skillful human.”
Homo erectus
Species that emerged about 1.8 million years ago, had a large brain, walked truly upright, migrated out of Africa, and likely mastered fire. Homo erectus means “standing human.”

Notes

  • Dates are approximate (midpoint on a range), based on multiple finds. Some species are represented with hundreds of examples (more than 300 examples of Australopithecus afarensis, of which “Lucy” is the most famous, date across a span of almost 1 million years), while the evidence for other species is more limited (Sahelanthropus tchadensis is represented by a single skull). Return to reference *