Core Objectives
COMPARE the practices and the impact of European explorers in Asia and the Americas.
Core Objectives
COMPARE the practices and the impact of European explorers in Asia and the Americas.
By opening new sea-lanes in the Atlantic, European explorers set the stage for a major transformation in world history: the establishment of overseas colonies. After the discovery of the Americas, Europeans conquered the native peoples and created colonies for the purpose of enriching themselves and their monarchs.
Crossing the Atlantic changed the course of world history. It did not occur, however, with an aim to discover new lands. Columbus set out to open a more direct—and more lucrative—route to Japan and China. As we saw in Chapter 11, Ferdinand and Isabella hoped Columbus would bring them riches that would finance a crusade to liberate Jerusalem. Neither they nor Columbus expected he would find a “New World.”
Europeans arrived in the Americas with cannons, steel weapons and body armor, horses, and, above all, deadly diseases that caused a catastrophic decline of Amerindian populations. Europeans arrived at a time of political upheaval and took advantage of divisions among the indigenous peoples. The combination of material advantages and local allies enabled Europeans to conquer and colonize the Americas, as they could not do in Asia or Africa, where long-standing patterns of trade had resulted in the development of shared immunities and stable states resisted outside incursions.
The devastation of the Amerindian population also resulted in severe labor shortages. Thus began the large-scale introduction of enslaved laborers imported from Africa, which led to the “Atlantic system” that connected Europe, the Americas, and Africa. The precious metals of the New World now gave Europeans something to offer their trading partners in Asia and enabled them to grow rich. In the process, they brought together peoples and ecosystems that had developed separately for thousands of years.
Christopher Columbus set sail from Spain in early 1492, stopped in the Canary Islands for supplies and repairs, and cast off into the unknown. It is important to see Columbus as a man of his time. He had no vision for a “new world,” no plan for the Atlantic system that would ultimately enrich Europeans. He sought instead to break into older, established trade routes to raise money for the conquest of Muslim-ruled Granada and the reconquest of the Holy Land. Yet his accidental discoveries did usher in a new era in world history.
When Columbus made landfall in the Caribbean Sea, he unfurled the royal standard of Ferdinand and Isabella and claimed the “many islands filled with people innumerable” for Spain. It is fitting that the first encounter with Caribbean inhabitants, in this case the Tainos, drew blood. Columbus noted, “I showed them swords and they took them by the edge and through ignorance cut themselves.” The Tainos had their own weapons but did not forge steel—and thus had no knowledge of such sharp edges.
For Columbus, the Tainos’ naïveté in grabbing his sword symbolized the child-like primitivism of these people, whom he would mislabel “Indians” because he thought he had arrived off the coast of Asia. In Columbus’s view the Tainos had no religion, but they did have at least some gold (found initially hanging as pendants from their noses). Likewise, Pedro Álvares Cabral, a Portuguese mariner whose trip down the coast of Africa in 1500 was blown off course across the Atlantic, wrote that the people of Brazil had all “the innocence of Adam.” He also noted that they were ripe for conversion and that the soils “if rightly cultivated would yield everything.” But, as with Africans and Asians, Europeans also developed a contradictory view of the peoples of the Americas. From the Tainos, Columbus learned of another people, the Caribs, who (according to his informants) were savage, warlike cannibals. For centuries, these contrasting images—innocents and savages—shaped European (mis)understandings of the native peoples of the Americas.
We know less about what the Indians thought of Columbus or other Europeans on their first encounters. Certainly they were impressed with the Europeans’ appearance and their military prowess. The Tainos fled into the forest at the approach of European ships, which they thought were giant monsters; others thought they were floating islands. European metal goods, in particular weaponry, struck them as otherworldly. The Amerindians found the newcomers different not for their skin color (only Europeans drew the distinction based on skin pigmentation) but for their hairiness. Indeed, the Europeans’ beards, breath, and bad manners repulsed their Indian hosts. The newcomers’ inability to live off the land also stood out. In due course, the Indians realized not just that the strange, hairy people bearing metal weapons were odd trading partners, but that they meant to stay and to force the local population to labor for them. The explorers had become conquistadors (conquerors).
First contacts between peoples gave way to dramatic conquests in the Americas; then conquests paved the way to mass exploitation of native peoples. After the first voyage, Columbus claimed that on Hispaniola (present-day Haiti and the Dominican Republic) “he had found what he was looking for”—gold. That was sufficient to persuade the Spanish crown to invest in larger expeditions. Whereas Columbus first sailed with three small ships and 87 men, ten years later the Spanish outfitted an expedition with 2,500 men.
Between 1492 and 1519, the Spanish experimented with institutions of colonial rule over local populations on the Caribbean island that they renamed Hispaniola. Ultimately they created a model that the rest of the New World colonies would adapt. But the Spaniards faced problems that would recur. The first was Indian resistance. As early as 1494, starving Spaniards raided and pillaged Indian villages. When the Indians revolted, Spanish soldiers replied with punitive expeditions and began enslaving them to work in mines extracting gold. As the crown rewarded conquistadors with grants (encomiendas) giving them control over Indian labor, a rich class of encomenderos arose who enjoyed the fruits of the system. Although the surface gold mines soon ran dry, the model of granting favored settlers the right to coerce Indian labor endured. In return, those who received the labor rights paid special taxes on the precious metals that were extracted. Thus, both the crown and the encomenderos benefited. The same cannot be said of the Amerindians, who perished in great numbers from disease, malnutrition, and overwork.
As Spanish colonists saw the bounty of Hispaniola dry up, they set out to discover and conquer new territories. Finding their way to the mainlands of the American landmasses, they encountered larger, more complex, and more militarized societies than those they had overrun in the Caribbean. Great civilizations had arisen there centuries before, boasting large cities, monumental buildings, and riches based on wealthy agrarian societies. In both Mesoamerica, starting with the Olmecs (see Chapter 5), and the Andes, with the Chimú (see Chapter 10), large states had laid the foundations for the subsequent Aztec Empire and Inca Empire. These empires were powerful. But they had evolved untouched by Afro-Eurasian developments; as worlds apart, they were unprepared for the kind of assaults that European invaders had honed. In pre-Columbian Mesoamerica and then the Andes, warfare was more ceremonial, less inclined to wipe out enemies than to make them pay tribute. As a result, the wealth and vulnerability of these empires made them irresistible to outside conquerors.
Aztec Society In Mesoamerica, the Mexica had created an empire known to us as “Aztec.” Around Lake Texcoco, Mexica cities grew and in 1430 formed a three-city league, which then expanded through the Central Valley of Mexico to incorporate neighboring peoples. Gradually the Aztec Empire united numerous small, independent states under a single monarch who ruled with the help of counselors, military leaders, and priests. By the late fifteenth century, the Aztec realm may have embraced 25 million people. Tenochtitlán, situated on an immense island in Lake Texcoco, ranked among the world’s largest cities.
Tenochtitlán spread in concentric circles, with the main religious and political buildings in the center and residences radiating outward. The city’s outskirts connected a mosaic of floating gardens producing food for urban markets. Canals irrigated the land, waste served as fertilizer, and high-yielding produce found easy transport to markets. Entire households worked: men, women, and children all had roles in Aztec agriculture.
Extended kinship provided the scaffolding for Aztec statehood. Marriage of men and women from different villages solidified alliances and created clan-like networks. In Tenochtitlán, powerful families married their children to each other or found nuptial partners among the prominent families of other important cities. Soon a lineage emerged to create a corps of “natural” rulers. Priests legitimized new emperors in rituals to convey the image of a ruler close to the gods and to distinguish the elite from the lower orders.
Ultimately Aztec power spread through much of Mesoamerica, but the empire’s constant wars and conquests deprived it of stability. In military campaigns, the Aztecs defeated their neighbors, forcing the conquered peoples to pay tribute of crops, gold, silver, textiles, and other goods that financed Aztec grandeur. Such conquests also provided a constant supply of humans for sacrifice, because the Aztecs believed that the great god of the sun required human hearts to keep on burning and blood to replace that given by the gods to moisten the earth through rain. Priests escorted captured warriors up the temple steps and tore out their hearts, offering their lives and blood as a sacrifice to the sun god.
Those whom the Aztecs sought to dominate did not submit peacefully. From 1440, the empire faced constant turmoil as subject populations rebelled. Tlaxcalans and Tarascans waged a relentless war for freedom, holding at bay entire divisions of Aztec armies. To pacify the realm, the empire diverted more and more men and money into a mushrooming military. By the time the electoral committee chose Moctezuma II as emperor in 1502, divisions among elites and pressures from the periphery had placed the Aztec Empire under extreme stress.
Cortés and Conquest Not long after Moctezuma became emperor, news arrived from the coast of ships bearing pale, bearded men and monsters (horses and dogs). Here distinguishing fact from fiction is difficult. Some accounts left after the conquest by indigenous witnesses reported that Moctezuma consulted with his ministers and priests, and the observers wondered if these men were the god Quetzalcoatl and his entourage. Most historians dismiss the importance of these omens, describing them as the efforts of rival elites to blame Moctezuma for their own inaction. In any case, Moctezuma sent emissaries bearing gifts, but he did not prepare for a military engagement.
Aboard one of the ships was Hernán Cortés (1485–1547), a former law student from one of the Spanish provinces. He would become the model conquistador, just as Columbus was the model explorer. For a brief time, Cortés was an encomendero in Hispaniola, but when news arrived of a potentially wealthier land to the west, he set sail with over 500 men, eleven ships, sixteen horses, and artillery. When the expedition arrived near present-day Veracruz, Cortés acquired two translators, including the daughter of a local Indian noble family, who became known as Doña Marina, also known as La Malinche. With the assistance of Doña Marina and other native allies, Cortés marched his troops to Tenochtitlán. Upon entering, he gasped in wonder, “This city is so big and so remarkable [that it is] almost unbelievable.” One of his soldiers wrote, “It was all so wonderful that I do not know how to describe this first glimpse of things never heard of, seen or dreamed of before.”
How did this tiny force overcome an empire of many millions with an elaborate warring tradition? Crucial to Spanish conquest was their alliance, negotiated through translators, with Moctezuma’s enemies—especially the Tlaxcalans. After decades of yearning for release from the Aztec yoke, the Tlaxcalans and other Mesoamerican peoples embraced Cortés’s promise of help. The Spaniards’ second advantage was their method of warfare. The Aztecs were seasoned fighters, but they fought to capture, not to kill. Nor were they familiar with gunpowder or sharp steel swords. Although outnumbered, the Spaniards killed their foes with abandon, using superior weaponry, horses, and war dogs. When Cortés arrived at Tenochtitlán, the Aztecs were still unsure who these strange men were and allowed Cortés to enter their city. With the aid of the Tlaxcalans and a handful of his own men, in 1519 Cortés captured Moctezuma, who became a puppet of the Spanish conqueror.
The Aztecs quickly changed their approach to fighting. When Spanish troops massacred an unarmed crowd in Tenochtitlán’s central square while Cortés was away, they provoked a massive uprising. The Spaniards led Moctezuma to one of the palace walls to plead with his people for a truce, but the Aztecs kept up their barrage of stones, spears, and arrows—striking and killing Moctezuma. Cortés returned to reassert control, but realizing this was impossible, he gathered his loot and escaped. He left behind hundreds of Spaniards, many of whom were dragged up the temple steps and sacrificed by Aztec priests.
With the Tlaxcalans’ help, Cortés regrouped. This time he bombarded Tenochtitlán with artillery, determined to defeat the Aztecs completely. Even more devastating was the spread of smallpox, brought by the Spanish, which ran through the Aztec soldiers and commoners like wildfire. In the end, starvation, disease, lack of artillery, and Cortés’s ability to rally Amerindian allies to his side vanquished the Aztec forces in 1521. More died from disease than from fighting—the total number of Aztec casualties may have reached 240,000. As Spanish troops retook the capital, now in ruins, the Spaniards and their allies had to engage in house-to-house combat to secure control over Tenochtitlán. The Aztecs lamented their defeat in verse: “We have pounded our hands in despair against the adobe walls, for our inheritance, our city, is lost and dead.” Cortés became governor of the new Spanish colony, renamed “New Spain.” He promptly allocated encomiendas to his loyal followers and dispatched expeditions to conquer the more distant Mesoamerican provinces.
The Mexica experience taught the Spanish an important lesson: an effective conquest had to be swift—and it had to remove completely the symbols of legitimate authority. Their winning advantage, however, was disease. The Spaniards unintentionally introduced germs that made their subsequent efforts at military conquest much easier.
The Incas The other great Spanish conquest occurred in the Andes, where Quechua-speaking rulers, called Incas, had established an impressive state. Sometime around 1200, a band of Andean villagers settled into the valleys near what is now Cuzco, in Peru, which soon became the hub of South America’s greatest empire. A combination of raiding neighbors and intermarrying into elite families raised the Incas to regional supremacy. Their power radiated along the valley routes that carved up the chain of great mountains until they finally ran up against the mighty warrior confederacy of the Chanca. After defeating the Chanca rivals around 1438, the Inca warrior Yupanqui renamed himself Pachacuti and began the royal line of Inca emperors. They eventually ruled a vast domain from what is now Chile to southern Colombia. At its center was the capital, Cuzco, with the magnificent fortress of Sacsayhuamán as its head. Built of huge boulders, the citadel was the nerve center of a complex network of strongholds that held the empire together.
As in most empires of the day, political power depended on a combination of tribute and commercial exchange to finance an extensive communication and military network. The empire developed an elaborate system of sending messages by runners who relayed up and down a system of stone highways carrying instructions to allies and roving armed divisions. None of this would have been possible without a wealthy agrarian base. Peasants paid tribute to village elders in the form of labor services to maintain public works, complex terraces, granaries, and food storage systems in case of drought or famine. In return, Inca rulers were obliged to shelter their people and allies in case of hardship. They oversaw rituals, festivals, and ceremonies to give spiritual legitimacy to their power. At their peak, the Incas may have governed a population of up to 6 million people. But as the empire stretched into distant provinces, especially into northern frontiers, ruling Incas lost touch with their base in Cuzco. Fissures began to open in the Andean empire as European germs and conquistadors appeared on South American shores.
When the Spaniards arrived in 1532, they found a fractured empire, a situation they quickly learned to exploit. Francisco Pizarro, who led the Spanish campaign, had been inspired by Cortés’s victory and yearned for his own glory. Commanding a force of about 600 men, he invited Atahualpa, the Inca ruler, to meet at the town of Cajamarca. There he laid a trap, intending to overpower the Incas and capture their ruler. As columns of Inca warriors and servants covered with colorful plumage and plates of silver and gold entered the main square, the Spanish soldiers were awed. One recalled, “Many of us urinated without noticing it, out of sheer terror.” But Pizarro’s plan worked. His guns and horses shocked the Inca forces. Atahualpa himself fell into Spanish hands, later to be decapitated. Pizarro’s conquistadors overran Cuzco in 1533 and then vanquished the rest of the Inca forces, a process that took decades in some areas.
Core Objectives
ASSESS how European colonization of the Americas affected African and Amerindian peoples, and DESCRIBE their responses.
The defeat of the New World’s two great empires had enormous repercussions for world history. First, it set the Europeans on the road to controlling the human and material wealth of the Americas and opened a new frontier that the Europeans could colonize. Second, it gave Europeans a market for their own products—goods that found little favor in Afro-Eurasia. Now, following the Portuguese push into Africa and Asia (as well as a Russian push into northern Asia; see Chapter 13), the New World conquests introduced Europeans to a new scale of imperial expansion.
The Columbian Exchange Spanish conquests led to the merger of two separate biomes, leading to an exchange of previously unknown plants, people, and products—and pathogens. Regions that had evolved independently for 10,000 years merged, often violently, into one. The Spanish came to the Americas for gold and silver, but in the course of conquest and settlement they also learned about crops such as potatoes and corn. They brought with them pigs, horses, wheat, grapevines, and sugarcane, as well as devastating diseases. Historians call this transfer of previously unknown plants, animals, people, diseases, and products in the wake of Columbus’s voyages the Columbian exchange. Over time, this exchange transformed environments, economies, and diets in both the new and the old worlds.
The first and most profound effect of the Columbian exchange was a destructive one: the decimation of the Amerindian population by European diseases. For millennia, the isolated populations of the Americas had been cut off from Afro-Eurasian microbe migrations. Africans, Europeans, and Asians had long interacted, sharing disease pools and gaining immunities; in this sense, in contrast, the Amerindians were indeed worlds apart. Sickness spread from almost the moment the Spaniards arrived. One Spanish soldier noted, upon entering the conquered Aztec capital, “The streets were so filled with dead and sick people that our men walked over nothing but bodies.” As each wave of disease retreated, it left a population weaker than before, even less prepared for the next wave. The scale of death was unprecedented: imported pathogens wiped out up to 90 percent of the Indian population. A century after smallpox arrived on Hispaniola in 1519, no more than 5 to 10 percent of the island’s population was alive. Diminished and weakened by disease, Amerindians could not resist European settlement and colonization of the Americas. Thus were Europeans the unintended beneficiaries of a horrifying catastrophe.
As time passed, all sides adopted new forms of agriculture from one another. After Amerindians taught Europeans how to grow potatoes and corn, the crops became staples all across Afro-Eurasia. The Chinese found that they could grow corn in areas too dry for rice and too wet for wheat, and in Africa corn gradually replaced sorghum, millet, and rice to become the continent’s principal food crop by the twentieth century. (See Current Trends in World History: Corn and the Rise of Kingdoms in West Africa as Suppliers of Enslaved People.) Europeans also took away tomatoes, beans, cacao, peanuts, tobacco, and squash, while importing livestock such as cattle, swine, and horses to the New World. The environmental effects of the introduction of livestock to the Americas were significant. For example, in regions of central Mexico where Native Americans had once cultivated maize and squash, Spanish settlers introduced large herds of sheep and cattle. Without natural predators, these animals reproduced with lightning speed, destroying entire landscapes with their hooves and their foraging.
As Europeans cleared trees and other vegetation for ranches, mines, or plantations, they undermined the habitats of many indigenous mammals and birds. On the islands of the West Indies, described by Columbus as “roses of the sea,” the Spanish chopped down lush tropical and semitropical forests to make way for sugar plantations. Before long, nearly all of the islands’ tall trees as well as many shrubs and ground plants were gone, and residents lamented the absence of birdsong.
New World varieties of corn spread rapidly throughout the Afro-Eurasian landmass soon after the arrival of Columbus in the Americas. Its hardiness and fast-ripening qualities made it more desirable than many of the Old World grain products. In communities that consumed large quantities of meat, it became the main product fed to livestock.
Corn’s impact on Africa was as substantial as it was on the rest of Afro-Eurasia. Seeds made their way to western regions more quickly than to the south of the Sahara along two routes. One was via European merchants calling into ports along the coast; the second was via West African Muslims returning across the Sahara after participating in the pilgrimage to Mecca. The first evidence of corn cultivation in sub-Saharan Africa comes from a Portuguese navigator who identified the crop being grown on the island of Cape Verde in 1540. By the early seventeenth century, corn was replacing millet and sorghum as the main grain being grown in many West African regions and was destined to transform the work routines and diets of the peoples living in the region’s tropical rain forests all the way from present-day Sierra Leone in the east to Nigeria in the west. In many ways this area, which saw the rise of a group of powerful enslaving supplier kingdoms in the eighteenth century, notably Asante, Dahomey, Oyo, and Benin, owed its prosperity to the cultivation of this New World crop. (See Chapter 14 for a fuller discussion of these states.)
The tropical rain forests of West and central Africa were thick with trees and ground cover in 1500. Clearing them so that they could support intensive agriculture was exhausting work, requiring enormous outlays of human energy and man-hours. Corn, a crop first domesticated in central Mexico 7,000 years ago, made this task possible. It added much-needed carbohydrates to the carbon-deficient diets of rain forest dwellers. In addition, as a crop that matured more quickly than those that were indigenous to the region (millet, sorghum, and rice) and required less labor, it yielded two harvests in a single year. Farmers also cultivated cassava, another New World native, which in turn provided households with more carbohydrate calories. Yet corn did more than produce more food per unit of land and labor. Households put every part of the plant to use—grain, leaves, stalks, tassels, and roots were made to serve useful purposes.
Thus, at the very time that West African groups were moving southward into the rain forests, European navigators were arriving along the coast with new crops. Corn gave communities of cultivators the caloric energy to change their forest landscapes, expanding the arable areas. In a select few of these regions, enterprising clans emerged to dominate the political scene, creating centralized kingdoms like Asante in present-day Ghana, Dahomey in present-day Benin, and Oyo and Benin in present-day Nigeria. These elites transformed what had once been thinly settled environments into densely populated states, with elaborate bureaucracies, big cities, and large and powerful standing armies.
There was much irony in the rise of these states, which owed so much of their strength to the linking of the Americas with Afro-Eurasia. The armies that they created and the increased populations that the new crops allowed were part and parcel of the Atlantic slave trade. That which the Americas gave with one hand (new crops), it took back with the other in warfare, captives, and New World slavery.
Over ensuing centuries, the plants and animals of the Americas took on an increasingly European appearance, a process that the historian Alfred Crosby has called ecological imperialism. At the same time, the interactions between Europeans and Native Americans would continue to shape societies on both sides of the Atlantic.
Sea-based Empires
The European presence in the New World went beyond the control of commercial outposts. Unlike in the Indian Ocean—where they had to contend with stable, powerful states—European colonizers in the Americas encountered less densely settled, less centralized indigenous societies. (See Map 12.2.) They harnessed those Native Americans who survived the original encounters as a means to siphon tribute payments to their imperial coffers. We should be careful, however, not to mistake the expansive claims made by European empires in the Americas. Through the fifteenth and sixteenth centuries—and as we will see in Chapter 13, through the seventeenth and eighteenth—Amerindians still maintained their dominion over much of the Americas, even as disease continued to diminish their numbers.
This map examines the growth of the Spanish and Portuguese Empires in the Americas over two and a half centuries.
By fusing traditional tribute taking with their own innovations, Spanish masters made villagers across their new American empire deliver goods and services. But because the Spanish authorities also bestowed encomiendas, those favored individuals could demand labor from their lands’ Indian inhabitants—for mines, estates, and public works. Whereas Aztec and Inca rulers had used conscripted labor to build up their public wealth, the Spaniards did so for private gain.
Most Spanish migrants were men; very few were women. One, Inés Suárez, reached the Indies only to find her husband, who had arrived earlier, dead. She then became mistress of the conquistador Pedro de Valdivia, and the pair worked as a conquering team. Initially, she joined an expedition to conquer Chile as Valdivia’s domestic servant, but she soon became much more—nurse, caretaker, adviser, and guard, having uncovered several plots to assassinate her lover. Suárez even served as a diplomat between warring Indians and Spaniards in an effort to secure the conquest. Later, she helped rule Chile as the wife of Rodrigo de Quiroga, governor of the province. Admittedly, hers was an exceptional story. More typical were women who foraged for food, tended wounded soldiers, and set up European-style settlements.
Spanish migrants and their descendants preferred towns to the countryside. With the exception of ports, the major cities of Spanish America were the former centers of Indian empires. Mexico City took shape on the ruins of Tenochtitlán; Cuzco arose from the razed Inca capital. In their architecture, economy, and family life, the Spanish colonies adopted as much as they transformed the worlds they encountered.
The next European power to seize land in the Americas, the Portuguese, were no less interested in immediate riches than the Spanish were. Disappointed by the absence of tributary systems and precious metals in the area they controlled, Brazil, they found instead abundant, fertile land, which they doled out with massive royal grants. These estate owners governed their plantations like feudal lords (see Chapter 10). Failing to find established cities, the Portuguese created enclaves along the coast and lived in more dispersed settlements than the Spanish settlers did. Unlike the Spanish, they rarely intermarried with Amerindians, most of whom had fled or had died from imported diseases. By the late seventeenth century, Brazil’s white population was 300,000.
The problem was where to find labor to work the rich lands of Brazil. Because there was no centralized government to deal with the labor shortage, Portuguese settlers initially tried to enlist the dispersed native population. But when recruitment became increasingly coercive, Indians turned on the settlers. Some Indians fought; others fled to the vast interior. Reluctant to pursue the Indians inland, the Portuguese continued to hug their beachheads, extracting brazilwood (the source of a beautiful red dye) and sugar from their coastal enclaves. Enslaved Africans became the solution to this labor problem. What had worked for the Portuguese on sugarcane plantations in the Azores and other Atlantic islands now found application on their Brazilian plantations.
Silver, Sugar, and Slavery The Iberian empires in the Americas concentrated on three commodities that would transform Europe’s relationship to the rest of the world: silver, sugar—and enslaved human beings. Silver enabled Spain and Portugal to enter established trade networks in Asia. The slave trade was a big business in itself: it subsidized shipbuilding and new insurance schemes. Above all, the use of enslaved labor made sugar cultivation fantastically profitable, fueling economic growth and political instability around the world.
Sugar and the Atlantic Economy
The first Europeans in the Americas hoarded vast quantities of gold and silver for themselves and their monarchs. But they also introduced precious metals into the world’s commercial systems, which electrified them. In the twenty years after the fall of Tenochtitlán, conquistadors took more gold and silver from Mexico and the Andes than all the gold accumulated by Europeans over the previous centuries.
Having looted Indian coffers, the Spanish entered the business of mining directly, opening the Andean Potosí mines in 1545. Between 1560 and 1685, Spanish America sent 25,000 to 35,000 tons of silver annually to Spain. From 1685 to 1810, this sum doubled. The two mother lodes were Potosí in present-day Bolivia and Zacatecas in northern Mexico. Silver brought bounty not only to the crown but also to a privileged group of families based in Spain’s colonial capitals; thus, private wealth funded the formation of local aristocracies.
Colonial mines epitomized the Atlantic world’s new extractive economy. They relied on an extensive network of Amerindian labor, at first enslaved, subsequently drafted. Here again, the Spanish adopted Inca and Aztec practices of requiring labor from subjugated villages. Each year, under the mita, the local system for recruiting labor, village elders selected a stipulated number of men to toil in the shafts, refineries, and smelters. Under the Spanish, the digging, hauling, and smelting taxed human limits to their capacity—and beyond. Mortality rates were appalling. The system pumped so much silver into European commercial networks that it transformed Europe’s relationship to all its trading partners, especially those in China and India. It also shook up trade and politics within Europe itself.
Along with silver, sugar emerged as the most valuable export from the Americas. It also was decisive in rearranging relations between peoples around the Atlantic. Cultivation of sugarcane had originated in India, spread to the Mediterranean region, and then reached the coastal islands of West Africa. The Portuguese, the Spanish, and other European settlers transported the West African model to the Americas, first in the sixteenth century in Brazil, and then in the Caribbean. By the early seventeenth century, sugar had become a major export from the New World. Because Amerindians resisted recruitment and their numbers were greatly reduced by disease, European plantation owners began importing enslaved Africans. By the eighteenth century, sugar production required continuous and enormous transfers of labor from Africa, and its value surpassed that of silver as an export from the Americas to Europe.
At first, most sugar plantations were fairly small, employing between 60 and 100 enslaved people. But they were efficient enough to create an alternative model of empire, one that resulted in more complete and dislocating control of the existing population. The enslaved lived in wretched conditions: their barracks were miserable, and their diets were insufficient to keep them alive under backbreaking work routines. Moreover, they were disproportionately men. As they rapidly died off, the only way to ensure replenishment was to import more Africans. This model of settlement relied on the transatlantic flow of enslaved human beings.
As European demand for sugar increased, the slave trade expanded. Although enslaved Africans were imported into the Americas starting in the fifteenth century, the first direct voyage carrying them from Africa to the Americas occurred in 1525. From the time of Columbus until 1820, five times as many Africans as Europeans moved to the Americas: approximately 2 million Europeans (voluntarily) and 10 million Africans (involuntarily) crossed the Atlantic.
Well before European merchants arrived off its western coast, Africa had known long-distance slave trading. In fact, the overall number of Africans sold into captivity in the Muslim world exceeded that of the Atlantic slave trade. Moreover, Africans kept a population of enslaved people locally. African slavery, like its American counterpart, was a response to labor scarcities. In many parts of Africa, however, enslaved people did not face permanent servitude. Instead, they were assimilated into families, gradually losing their servile status.
With the additional European demand for enslaved individuals to work New World plantations alongside the ongoing Muslim slave trade, pressure on their supply intensified. Only a narrow band stretching down the spine of the African landmass, from present-day Uganda and the highlands of Kenya to Zambia and Zimbabwe, escaped the impact of African rulers engaged in the slave trade and Asian and European slave traders.
By the late sixteenth century, important pieces had fallen into place to create a new Atlantic world, one that could not have been imagined a century earlier. This was the three-cornered Atlantic system, with Africa supplying labor, the Americas land and minerals, and Europe the technology and military power to hold the system together. In time, the wealth flows to Europe and the slavery-based development of the Americas would alter the world balance of power.